Full text of STORY3 ADVISORS LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STORY3 ADVISORS LLC (SEC ID NO. 8-69997) # ANNUAL AUDIT REPORT \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ## DECEMBER 31, 2023 ## PUBLIC DOCUMENT Filed Pursuant to Rule 17-A-5( )(3) as a Public Document {1}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | | | 8-69997 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | A. REGISTRANT IDENTIFICATION | | | | | | | | |------------------------------|------------|----------|--|--|--|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | | 01/01/23 | AND ENDING | 12/31/23 | | | | | | | | | | | | | | | name of firm: STORY3 Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): Ø Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | |---------------------------------------------------------------------|--| |---------------------------------------------------------------------|--| | 15020 Altata Drive | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------------------------------------------------|---------------------------|--| | | (No. and Street) | | | | | Pacific Palisades | California | | 90272 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Peter H. Comisar | (310) 425-3000 | | peter(@story3advisors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP<br>(Name -- if individual, state last, first, and middle name) | | | | | | 675 Ygnacio Valley Blvd, Suite A200 Walnut Creek | | California | 94596 | | | (Address) | (City) | (State) | (Zip Code) | | | February 24, 2009 | 3438 | | | | | (Date of Registration with PCAOB)(if appli…Read the full text as markdown