Full text of STORY3 ADVISORS LLC's X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STORY3 ADVISORS LLC (SEC ID NO. 8-69997)** # **ANNUAL AUDIT REPORT** **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** **DECEMBER 31, 2025** # **PUBLIC DOCUMENT** **Filed Pursuant to Rule 17a-5(e)(3) as a Public Document** {1}------------------------------------------------ *PUBLIC* **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-69997 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/25<br>MM/DD/YY | | 12/31/25<br>MM/DD/YY | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | STORY3 Advisors LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>Security-based swap dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆ | Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 15020 Altata Drive<br>_____________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | | | Pacific Palisades<br>_____________________________________________________________________________________ | California | | 90272 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Peter H. Comisar<br>_____________________________________________________________________________________ | (310) 425-3000 | | peter@story3advisors.com | | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | |…Read the full text as markdown