Full text of STORY3 ADVISORS LLC's X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STORY3 ADVISORS LLC (SEC ID NO. 8-69997) # ANNUAL AUDIT REPORT DECEMBER 31, 2024 # PUBLIC DOCUMENT Filed Pursuant to Rule 17a-5(e)(3) as a Public Document {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-69997 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>___<br>0_1_/0_1_/2_4 | AND ENDING | __<br>___<br>1_2_/3_1_/2_4 | |---------------------------------|----------------------------|------------|----------------------------| | | MM/DD/YY | | MM/DD/YY | #### **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: STORY3 Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>521</sup>' Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 15020 Altata Drive | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------|------------------------------------------| | | (No. and Street) | | | | Pacific Palisades | California | | 90272 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Peter H. Comisar | (310) 425-3000 | peter@story3advisors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | 675 Ygnacio Valley Blvd, Suite A200 | Walnut Creek | California | 94596 | | (Address) | (City) | (State) | (Zip Code) | | February 24, 2009 | | 3438 | | | rte of Reg;sira,;o, w;th PCAOB)(;f applkable) | | | (PCAOB Re~st,aUo, N,mbe,, • applkable) I | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circ…Read the full text as markdown