Full text of XTX MARKETS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** SEC FILE NUMBER **8-70009** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING** **PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE YEAR ENDING December 31, 2020 #### **A. REGISTRANT IDENTIFICATION** | | NAME OF BROKER-DEALER: XTX MARKETS LLC | OFFICIAL USE ONLY | | | | |--------------------------|-----------------------------------------------------------------------------------------|--------------------------------------------------------------------------|---------------------|--------------------------------|--| | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | | 40th Floor, 10 Hudson Yards | (No. and Street) | | | | | | New York<br>(City) | NY<br>(State) | 10001 | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Oliver Scott | | +44(0) 203 198 3484 | | | | | B. | ACCOUNTANT IDENTIFICATION | | (Area Code – Telephone Number) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Ernst & Young LLP (Name – if individual, state last, first, middle name) | | | | | 5 Times Square (Address) | | New York(City) | New York(State) | 10036(Zip Code) | | | | CHECK ONE: | | | | | | 9 | Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC 1410 (11-05) **unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # **XTX Markets LLC** Statement of Financial Condition As at December 31, 2020 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ **Pages** ## **Contents** | Oath or affirmation | 2 | |---------------------------------------------------------|--…Read the full text as markdown