Full text of XTX MARKETS LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-70009** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **ANNUAL REPORTS FORM X-17A-5** ### **PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: XTX MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): ܈Broker-Dealer ܆Security-based swap dealer ܆Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 64th Floor, 50 Hudson Yards (No. and Street) (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Oliver Scott +44(0) 203 198 3484 oliver.scott@xtxmarkets.com (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name – if individual, state last, first, middle name) One Manhattan West New York New York 10001 (Address) (City) (State) (Zip Code) Date of Registration with PCAOB 10/20/2003 PCAOB Registration Number 42 **FOR OFFICIAL USE ONLY** \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** New York NY 10001 {1}------------------------------------------------ # **XTX Markets LLC** Statement of Financial Condition As at December 31, 2023 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ ## **Contents** | | Pages | |---------------------------------------------------------|--------| | Oath or affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of financial condition | 4 | | Notes to the financial statement | 5 - 13 | {3}------------------------------------------------ *,%'&, , ''!"',#, "", #"'#",&,…Read the full text as markdown