Full text of XTX MARKETS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### ANNUAL REPORTS FORM X-17A-5 #### PART III #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/21 #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: XTX MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): ØBroker-Dealer C Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 40th Floor, 10 Hudson Yards | | | | |----------------------------------------------|--------------------------------|-----------------------------|--|--| | (No. and Street) | | | | | | New York | NY | 10001 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Oliver Scott | +44(0) 203 198 3484 | oliver scott@xtxmarkets.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | | | Ernst & Young LLP | | | |----------------|--------------------------------------------------------|-------------------|------------|--| | | (Name - if individual, state last, first, middle name) | | | | | 5 Times Square | New York | New York | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | Date of Registration with PCAOB 10/20/2003 PCAOB Registration Number, if applicable 42 #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable, Persons who are to respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number. yOMB APPROVAL OMB Number: 3235-0123 Expires: Oct 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70009 {1}------------------------------------------------ # XTX Markets LLC Statement of Financial Condition As at December 31, 2021 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ # Contents | | Pages | |---------------------------------------------------------|--------| | Oath or affirmation | ನ |…Read the full text as markdown