Full text of XTX MARKETS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-70009** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5** # **PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 # **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: XTX MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): ܈Broker-Dealer ܆Security-based swap dealer ܆Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | One Manhattan West<br>(Address) | New York<br>(City) | Ernst & Young LLP<br>(Name – if individual, state last, first, middle name)<br>New York<br>(State) | 10001<br>(Zip Code) | |---------------------------------------------------------------------------|---------------------|----------------------------------------------------------------------------------------------------|-----------------------------| | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Oliver Scott | +44(0) 203 198 3484 | | oliver.scott@xtxmarkets.com | | | | | | | | NY | | 10001 | | New York<br>(City) | (State) | (No. and Street) | (Zip Code) | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # XTX Markets LLC Statement of Financial Condition As at December 31, 2022 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ XTX Markets LLC Statement of Financial Condition as at December 31, 2022 (expressed in U.S. dollars in thousands unless otherwise stated) # C…Read the full text as markdown