Full text of STRATOS WEALTH SECURITIES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Stratos Wealth Securities, LLC** **Financial Statements and Supplementary Information For the Year Ended December 31, 2021 (Confidential Pursuant to Rule 17a‐5(e)(3))** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | |-----------------------------------------------------------------------------------------------------------------------------------------|------------------------|----------------------------------------------------------------|-------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL | REPORTS | | SEC FILE NUMBER | | | | | FORM<br>X-17A-5 | | | 8-70019 | | | | ;ii | | | | | | | | I<br>,<br>~ | | PARTIII | | | | | | 1 '<br>lnformat ~n Requ ~ed ' ursuant to Rules 17a-5, | | FACING PAGE<br>17a-12, and 18a-7 under the Securities Exchange | | Act of 1934 | | | | 0<br>Fl~INA FOF | | | | | | | | ~HE PE<br>I!<br>II<br>I | 10~ BEGINNING 01/01/21 | MM/DD/VY | 1<br>2<br>AND ENDING<br>_<br>_<br>_ | /3<br>/<br>1<br>2<br>1<br>__ _<br>_<br>_<br>_<br>_ | | | | I | | | | MM/DD/VY | | | | I :<br>: I<br>!I<br>I<br>:<br>I | | A. REGISTRANT IDENTIFICATION | | | | | | ,I<br>NA><br>Mi"Ft<br>M=<br>1 1<br>~r~ATOS | WEALTH | SECURITIES | LLC<br>, | | | | | D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not<br>3750<br>Park<br>East | | use a P.O. box no.) | | swap participant | | | | Drive | Suite<br>, | 200 | | | | | | | | (No. and Street) | | | | | | 1 | Beachwood | OH | | 44122 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Mark<br>T<br>Manzo | (201<br>( | 519-1905 | mmanzo@moppartners.com | | | | | | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports<br>Sa~lvm!~<br>&<br>q ~~pany<br>1<br>1<br>1 | | are contained in this filing* | | | | | | Old<br>York<br>151:4<br>'<br>Road | | (Name-if individual, state last, first, and middle name) | PA | | | | | I<br>I<br>I | | Abington<br>(City) | (State) | 19001<br>(Zip Code) | | | | | | | 169 | | | | | (Add…Read the full text as markdown