Full text of STRATOS WEALTH SECURITIES, LLC's X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Stratos Wealth Securities, LLC** **Financial Statements and Supplementary Information For the Year Ended December 31, 2025 (Confidential Pursuant to Rule 17a-S(e)(3))** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70019 # **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O 1/01 /25 MM/DD/YY AND ENDING 12/31 /25 MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: STRATOS WEALTH SECURITIES, LLC TYPE OF REGISTRANT {check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) ### 3750 PARK EAST DRIVE,SUITE 200 | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|------------------------|------------| | BEACHWOOD | | OH | | 44122 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark T Manzo | | (201) 519-1905 | mmanzo@moppartners.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | (Name - if individual, state last, first, and middle name) | | | | 375 North Saint Paul Street | | Dallax | Tx | 75201 | | (Address) | | (City) | (State) | (Zip Code) | | 09/18/2003 | | | 169 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------…Read the full text as markdown