Full text of STRATOS WEALTH SECURITIES, LLC's X-17A-5 filed 2023-03-09 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Stratos Wealth Securities, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2022 (Confidential Pursuant to Rule 17a-S(e)(3)) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | |----------------------------|--|--| | 0 MB Num ber: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Est imated average burden | | | | 12<br>ho urs per response: | | | | SEC FILE NUMBER | | |-----------------|--| | 8-70019 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # <sup>N</sup>AME OF FIRM : STRATOS WEALTH SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>0</sup>Broker-dealer O Security-based swap dealer D Maj~r security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/3 1** /22 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3750 Park East Drive, Suite 200 | | (No. and Street) | | | | |----------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | Beachwood | Ohio | | 44122 | | | (Cit y) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark<br>T<br>Manzo | (201)<br>519-1905 | | mmanzo@moppartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Sanville<br>&<br>Company | (Name - if individual, state last, first, and middle name) | | | | | 1514<br>Old<br>York<br>Road | Abington | PA | 19001 | | | (Address) | (City) | (State) | (Zip Code) | | | l"<br>09/18/2003 | | 169 | | | | of Reglstrntloo with PCAOB){lf applicable) | FOR OFFICIAL USE ONL y | | (PCAOB R,gl~rntloo N,mbec, tt ap~lcable) I | | | | | | | | | | | | | | \* Claims for exempt ion from the requirement that the annual reports be covered by the reports of an independent public accou~t~ht must o~lsupported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l l(ii), if applicable. **Persons who are to respond to the collection of inf…Read the full text as markdown