Full text of STRATOS WEALTH SECURITIES, LLC's X-17A-5 filed 2025-03-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Stratos Wealth Securities, LLC** **Financial Statements and Supplementary Information For the Year Ended December 31, 2024 (Confidential Pursuant to Rule 17a-S(e)(3))** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70019 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01 /24** MM/DD/VY AND ENDING **12/31** *f24* MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: STRATOS WEALTH SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3750 PARK EAST DRIVE, SUITE 200 | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------------------|------------| | BEACHWOOD | OH | | 44122 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mark T Manzo | (201) 519-1905 | mmanzo@moppartners.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | (Name -if individual, state last, first, and middle name) | | | | 1514 Old York Road | Abington | PA | 19001 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 169 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AF…Read the full text as markdown