Full text of ACERVUS SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Acervus Securities, Inc.** # Statement of Financial Condition as of December 31, 2020 and Report of Independent Registered Public Accounting Firm This report is deemed PUBLIC in accordance with Rule 17a-5e(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | |--------------------------------------------------------------------------|---------------------------------------------------------------------------|-------------|----------------------------------------------------|-------------------| | | SECURITIES AND EXCHANGE COMMISSION | OMB Number: | 3235-0123 | | | | Washington, D.C. 20549 | Expires: | October 31, 2023<br>Estimated average burden hours | | | | ANNUAL AUDITED REPORT | | per response. 12.00 | | | | FORM<br>X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 8-70206 | | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 | Thereunder | | | | REPORT FOR THE PERIOD BEGINNING | January 1, 2020 | AND ENDING | December 31, 2020 | | | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Acervus Securities, Inc. | | | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | FIRM I.D. NO | | 335 Madison Avenue, 25th floor | | | | | | | (No. and Street) | | | | | New York<br>(City) | NY<br>(State) | | 10017<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT* | | | | | | Jeffrey Harpel | | | 717-249-8803 | | | | | | (Area Code – Telephone Number) | | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Deloitte & Touch LLP | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 555 Mission Street | San Francisco | CA | 94105 | | | (Address)<br>CHECK ONE | (City) | (State) | (Zip Code) | | | <br>Certified Public<br>Accountant | | | | | | <br>Public<br>Accountant | | | | | | <br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts an…Read the full text as markdown