Full text of ACERVUS SECURITIES, INC.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** | 0MB Number: 3235-0123 | |---------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-70206 | | FACING **PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01-01-2023** MM/DD/YY 12-31-23 AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Acervus Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer O Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 335 Madison Avenue, 25th Floor | | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|----------------------------|--|--| | New York | NY | | 10017 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeffrey Harpel | 717-249-8803 | | jeff .harpel@oysterllc.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Citrin Cooperman & Company LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 709 Westchester Ave | White Plains | NY | 10604 | | | | (Address) | (City) | (State) | (Zip Code) | | | # 11-02-2005 2468 (Date of Registration with PCAOB)(if applicable (PCAOB Registration Number if a licable **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION*…Read the full text as markdown