Full text of ACERVUS SECURITIES, INC.'s X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | PUBLIC | ------------------------------------- | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|---------------------------------------| |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|---------------------------------------| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70206 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | " ING FOR THE PERIOD BEGINNING 01/01/2022 ---------- | | AND ENDING 12/31/2022 | |------------------------------------------------------|----------|-----------------------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Acervus Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer \_\_\_\_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ \_ Major security-based swap participant [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 335 Madison Avenue, 25th Floor | NY<br>10017<br>(State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>717-249-8803<br>jeff.harpel@oysterllc.com<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | San Francisco<br>CA<br>94105 | | (State)<br>(Zip Code) | | 34 | | (PCAOB Registration Number, if applicable) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown