Full text of ACERVUS SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Acervus Securities, Inc.** ## Statement of Financial Condition as of December 31, 2021 and Report of Independent Registered Public Accounting Firm This report is deemed PUBLIC in accordance with Rule 17a-5e(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** 8-70206 Expires: October 31, 2023 Estimated average burden hours per response.................. 12.00 OMB Number: 3235-0123 OMB APPROVAL SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | | January 1, 2021<br>MM/DD/YY | | AND ENDING | December 31, 2021<br>MM/DD/YY | |-------------------------------------------------------------------|------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------------|------------|--------------------------------------------| | A.<br>REGISTRANT | IDENTIFICATION | | | | | | NAME OF FIRM: Acervus | Securities, Inc. | | | | | | TYPE OF REGISTRANT (Check all applicable boxes) | | | | | | | <br>Broker-dealer | <br>Security-based swap dealer<br> Check here if respondent is also an OTC derivative dealer | | Major security-based participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 335 Madison Avenue, 25th floor | | | | | | | | | (No. and Street) | | | | | New York | | NY | | | 10017 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARDS TO THIS FILING | | | | | | | Jeffrey Harpel | 717-249-8803 | | | | | | (name) | (Area Code – Telephone Number) | | jeff.harpel@oysterllc.com<br>(Email Address) | | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose report is contained in this filing* | | | | | | Deloitte & Touch LLP | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 555 Mission Street | | San Francisco | CA | | 94105 | | (Address)<br>October 20,<br>2003 | (City) | | (State)<br>34 | | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | #### **FOR OFFICIAL USE ONLY** \*Claims for exemption from…Read the full text as markdown