Full text of PACIFIC COAST CAPITAL, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Pacific Coast Capital, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2020 (Confidential Pursuant to Rule l 7a-5( e)(3)) {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2Q20<br>AN D ENDING 12/31/2020 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|----------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-D EALER: Pacific<br>Coast<br>Capital,<br>LLC<br>ADDRESS OF PRJNCIPAL PLACE OF BUSI NESS: (Do not use P.O. Box No.)<br>SW<br>5665<br>Meadows<br>Road,<br>Suite<br>200 | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | ( No. and S1reel) | | | | Lake Oswego | OR | | 97035 | | | (Siale) | | (Zip Code ) | | NAME AND TELEP HON E NUMBER or PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mark T Manzo (201 ) 519-1905 | | | | | | | | (Area Code - Telepholle Numbe r) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPEN DENT PUBLIC ACCOUNTANT whose opinion is contnined in thi s Report* | | | | | LMHS,<br>P.C. | | | | | | lNanic - if i11d11•id1<al. stal e last. firs, . middle name) | | | | Washington<br>S<br>80<br>St,<br>Bldg | Norwell | MA | 02061 | | (Address I | (Cil)' I | | (Zi p Code) | | CHECK ONE:<br>I<br>I<br>I<br>certified Puhlic Accountant<br>Puhli c Accountant<br>DAc<.:ou nlant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims.for exernplion.fi·om !he req11ireme11J lh(I[ the a11111ml reporl be covered by 1he opinion of an independe111 public acco11n1an1 11111s1 be rnpported by* c1 *.1·1a1emen1 offac1.1· and circ11111s1a11ces relied on as !he basis for 1he exemplion. See Sec/ion ]40.* / *7a-5(e){2)* > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) 0MB APPROVAL…Read the full text as markdown