Full text of PACIFIC COAST CAPITAL, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Pacific Coast Capital, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2021 (Confidential Pursuant to Rule 17a-5(e)(3)) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | 12<br>hours per response: | | | | | SEC FILE NUMBER 8-70364 FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING **01/01/2021** MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Pacific Coast Capital, LLC lYPE OF REGISTRANT (check all applicable boxes): I!!! Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/21** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 5665 Meadows Road, Suite 200 | | | (No. and Street) | | |----------------------------------------------|-------------------|-------------------------------|--------------------------------| | Lake | Oswego | OR | 97035 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian<br>Andreosky | (503)<br>716-9380 | | bandreosky@aldrichadvisors.com | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # LMHS, P.C. | | (Name- if individual, state last, first, and middle name) | | | |------------------------------------------|-----------------------------------------------------------|---------|----------------------------------------------| | 80<br>Washington<br>St<br>Bldg<br>S<br>, | Norwell | MA | 02061 | | (Address) | (City) | (State) | (Zip Code) | | l''<br>02/24/2009 | | 3373 | | | of Reg;stcatloa w;th PCAOB)Of apP6cabl,) | | | (PCAOB Reg;slcatloa N,mbe,, if apPJ;cable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances rel <sup>i</sup>ed on as the basis of the exemption. See <sup>17</sup> CF…Read the full text as markdown