Full text of PACIFIC COAST CAPITAL, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Pacific Coast Capital, LLC** **Financial Statements and Supplementary Information For the Year Ended December 31, 2023 (Confidential Pursuant to Rule 17a-5(e)(3))** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70364 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /23** MM/DD/VY AND ENDING **12/31 /23** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Pacific Coast Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): C!:I Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5665 Meadows Road, Suite 200 (No. and Street) Lake Oswego OR 97035 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Brian Andreosky ( 503) 716-9380 band reosky@ald rich advisors .com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LMHS, P.C. (Name - if individual, state last, first, and middle name) 80 Washington St, Bldg A Norwell MA 02061 (Address) (City) (State) (Zip Code) 02/24/2009 3373 **l" of R,g;rnafoa w;th PCAOBJ{;t appl;cable] FOR OFFICIAL USE ONLY (PCAOB Reg;�'"'°" Nombec, ;1 apphcable)** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. **I** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Carl Pinkard | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------…Read the full text as markdown