Full text of PACIFIC COAST CAPITAL, LLC's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Pacific Coast Capital, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2022 (Confidential Pursuant to Rule 17a-5(e)(3)) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-S | | PART<br>Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated ave rage burden hours per response: 12 > SEC FILE NUMBER 8-70364 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING **O 1 /01 /22** MM/DD/VY AND ENDING **12/31/22** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Pacific Coast CapitaL LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>0</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5665 Meadows Road, Suite 200 **(No.** and Street) Lake Oswego OR 97035 (City) (Statel (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING | Lake<br>Oswego | | OR | | 97035 | | |------------------------------------------------------|-----------|------------------------------------------------------------|--------------------------------|------------|--| | (City) | | (Statel | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD | | TO THIS FILING | | | | | Brian<br>Andreosky | (503) | 716-9380 | bandreosky@aldrichadvisors.com | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT<br>LMHS<br>P<br>C<br>, | | whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80<br>Washington<br>St<br>, | Bldg<br>S | Norwell | MA | 02061 | | | (Address) | | (City) | (State) | (Zip Code) | | 02/24/2009 3373 r•e of Reglstratloa with PCAOBJ(;f applicable) **FOR OFFICIAL USE ONL V** (PCAOB :eglmatioa N"mbe,, If applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(1)(ii), if applicable. . Person…Read the full text as markdown