Full text of GRAFINE CAPITAL PARTNERS LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and schedules For the Period from May 1, 2020 (commencement of operations) to December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### Table of Contents | | Page | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 2-3 | | Financial Statements: | | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Member's Capital | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8-11 | | Supplemental Schedules:<br>Schedule I – Computation of Net Capital under Rule 15c3-1 of the Securities<br>and Exchange Commission | 12 | | Schedule II – Computation for Determination of Reserve Requirements and<br>Information Relating to Possession or Control Requirements under Rule<br>15c3-3 of the Securities and Exchange Commission | 13 | | Report of Independent Registered Public Accounting Firm Regarding Rule<br>15c3-3 Exemption | 14 | | Rule 15c3-3 Exemption Report | 15 | {2}------------------------------------------------  ### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member and Management Grafine Capital Partners LLC ### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Grafine Capital Partners LLC as of December 31, 2020, and the related statements of operations, changes in member's equity, and cash flows for the period from May 1, 2020 (commencement of operations) to December 31, 2020, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Grafine Capital Partners LLC as of December 31, 2020, and the results of its operations and its cash flows for the period from May 1, 2020 (commencement of operations) to December 31, 2020, in conformity with accounting principles generally accepted in the United States of America. ### **Basis for Opinion** These financial statements are the responsibility of Grafine Capital Partners LLC's management. Our responsibility is to express an opinion on Grafine Capital…Read the full text as markdown