Full text of GRAFINE CAPITAL PARTNERS LLC's X-17A-5/A filed 2023-04-12 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70410 ## **ANNUAL REPORTS FORM X-17A-5 PART III** | | FACING PAGE | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 01/01/22<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 12/31/22 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Grafine Capital Partners LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>■<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 654 Madison Ave, Suite 1201 | | | | | | _____________________________________________________________________________________<br>(No. and Street) | | | | New York | NY<br>_____________________________________________________________________________________ | | 10065 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dennis Azary | (415)948-7994 | | dennis@grafine.com | | (Name) | _____________________________________________________________________________________<br>(Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Citrin Cooperman & Company, LLP | | | | | | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | 290 W. Mt. Pleasant Ave, Suite 3310 | Livingston<br>_____________________________________________________________________________________ | NJ | 07039 | | (Addre…Read the full text as markdown