Full text of GRAFINE CAPITAL PARTNERS LLC's X-17A-5/A filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | Estimated average burden | | | | |--------------------------|-----|--|--| | hours per response: | -12 | | | | SEC FILE NUMBER | | | | | | | | | 8-70410 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 MM/DD/YY AND ENDING 12/31/23 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Grafine Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer O Check here if respondent is also an OTC derivatives dealer [ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 654 Madison Avenue, Suite 1201 | New York | NY | | 10065 | |---------------------------------------------------------------|-----------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dennis Azary | (415)948-7994 | | dennis@grafine.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | Citrin Cooperman & Company, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | 180 Park Ave, Suite 200 Florham Park | NJ | 07 9 32 | | | (City) | (State) | (Zip Code) | | 11/02/05 | | 2468 | | | (Address)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | it must be supported by a Timento Cles and Cl CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Elizabeth Weymouth | , swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------|-----------------------------------------------------------------------|-------| | tinancial report pertaining to…Read the full text as markdown