Full text of GRAFINE CAPITAL PARTNERS LLC's X-17A-5/A filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMER 8- FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/21 MM/DD/YY MM/DD/YY ## A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Grafine Capital Partners LLC TYPE OF REGISTRANT (check all applicable boxes): 18 Broker-dealer - O Security-based swap dealer - 0 Major security-based swap participant C Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 667 Madison Avenue, 11th Floor | | (No. and Street) | | |-------------|---------------------------------------------------|-------------------------------------| | New York | NY | 10065 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Yojna Verma | (917) 882-5943 | grafine_bd@blueriverpartnersllc.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | D A C C C C C . C . C . C . C . C . C . C . C . C | | ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Citrin Cooperman & Company LLP | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|----------|---------|--------------------------------------------|--| | 50 Rockefeller Plaza | New York | NY | 10020 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/2/05 | | 2468 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### AFFIRMATION I , Elizabeth Weymouth \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_…Read the full text as markdown