Full text of PERITUS CAPITAL, LLC's X-17A-5 filed 2022-06-29 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERITUS CAPITAL, LLC # STATEMENT OF FINANCIAL CONDITION FOR THE PERIOD MAY 27, 2021 (COMMENCEMENT OF OPERATIONS) THROUGH MARCH 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 sec file number 8-70590 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|--| | | | | ·············································································································································································· | | AND ENDING 3/31/2022 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|----------------------|--| | | MM/DD/YY | MM/DD/YY | | #### A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Peritus Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 535 Fifth Avenue, 4th floor | | (No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Howard Tang | 646.360.3102 | | Howard@perituscap.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | WithumSmith+Brown, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1411 Broadway, 9th floor | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | 10-18-2003 | | 100 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accou…Read the full text as markdown