Full text of PERITUS CAPITAL, LLC's X-17A-5 filed 2024-06-06 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERITUS CAPITAL LLC STATEMENT OF FINANCIAL CONDITION MARCH 31, 2024 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|-------| | Washington, D.C. 20549 | Expires:<br>Estimated average burden<br>hours per response: | | | | ANNUAL REPORTS<br>SEC FILE NUMBER<br>FORM X-17A-5 | | | | | | | 8-70590 | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 04/01/2023 | 3/31/2024 | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | Peritus | Capital<br>LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 535<br>Fifth<br>Avenue,<br>4th | floor | | | | | _____________________________________________________________________________________<br>(No. and Street) | | | | New<br>York | NY<br>_____________________________________________________________________________________ | 10017 | | | (City) | (State) | (Zip<br>Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Howard<br>Tang | 646<br>360<br>3102<br>_____________________________________________________________________________________ | Howard@peritus.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brown, | PC<br>_____________________________________________________________________________________ | | | | | (Name – if individual, state last, first, and mid…Read the full text as markdown