Full text of PERITUS CAPITAL, LLC's X-17A-5 filed 2026-06-12 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PERITUS CAPITAL LLC** STATEMENT OF FINANCIAL CONDITION MARCH 31, 2026 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-70590 FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 04/01/2025 | | 03/31/2026 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | AND ENDING<br>MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Peritus Capital, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 535 Fifth Avenue, 4th floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | | 10017 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Howard Tang | 646-360-3102 | | | Howard@peritus.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 185 Crossways Park Drive | Woodbury | | NY | 11797 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 12-14-2004 | | | 2107 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in th…Read the full text as markdown