PERITUS CAPITAL, LLC X-17A-5 (2025-05-27) — Broker-dealer annual report

Full text of PERITUS CAPITAL, LLC's X-17A-5 filed 2025-05-27 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # PERITUS CAPITAL LLC STATEMENT OF FINANCIAL CONDITION MARCH 31, 2025 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-70590 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-----------------------------------------------------------------------------------------------------------| |-----------------------------------------------------------------------------------------------------------| | Filing for the period beginning 04/01/2024 | | AND ENDING 03/31/2025 | |--------------------------------------------|-------------------|-----------------------| | | BARA CARA (1 1) / | BARA A PARTS 11 11 1 | MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Peritus Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 535 Fifth Avenue, 4th floor | NY | | | | |------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--| | | | 10017 | | | (State) | | (Zip Code) | | | | | | | | 646 360 3102<br>Howard Tang | | Howard@peritus.com | | | | (Email Address) | | | | | | | | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | (Name - if individual, state last, first, and middle name)<br>Woodbury | NY | 11797 | | | (City) | (State) | (Zip Code) | | | | 2107 | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Area Code - Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to…

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