Full text of ENVESTNET SECURITIES, INC.'s X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITTO STAT"ES SECURmES AND EXCHANGE COMMISSION Washington, O.C. 20549 0M8 Numbl>r. UlS-012.3 Expires: Nov. 30. 2016 Est!mitl'd a~raae burdM hours per re,po~. 12 OMS APPROVAL SEC FILE NUMBER 8-71093 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 11 /17 /23 | | AND ENDING 12/31 /24 | |--------------------------------------------|-----------|----------------------| | | MM/ 00/YY | MM/00/YY | **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Envestnet Securities, Inc. lYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1000 Chesterbrook Blvd, Suite 250 | | (No. and Street) | | |----------------------------------------------|------------------|---------------------------| | Berwyn | PA | 19312 | | (City) | (State) | (ZJp Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Kathryn Evans | 617.692.9737 | katie.evans@envestnet.com | | | | | (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• # KPMG | 200 East Randolph Suite 5500 Chicago | (Name - Ir Individual, state last, nrst, and middle name) | IL | 60601 | |--------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------| | {Address} | (Oty} | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, If aoollcable) | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement or facts and circumstances relled on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)III), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form dlsplays a currently valld 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | ﮯ | | Kathryn Evaris | | |---|--|--------…Read the full text as markdown