Full text of ENVESTNET SECURITIES, INC.'s X-17A-5/A filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities **~hange** Act of 1934 | OMS Number. 32l>-OU3 | | |------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated~ burden | | | hoursperr~ 12 | | | SECfll.E U<br>R | |-----------------| | 8-71093 | MM/00/YY FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/00/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Envestnet Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant AND ENDING 12/31 /25 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1000 Chesterbrook Blvd., Suite 250 | | | |------------------------------------|--|--| |------------------------------------|--|--| | | | (No. and Street) | | | | |---------------------------------------------------------------------------|--------|-----------------------------------------------------|--------------------------|-----------------------------|--| | Berwyn | | PA | | 19312 | | | (aty) | | (State) | | (Zip Cod ) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kathryn Evans | | 617.692.9737 | katie.evans@envestnetcom | | | | (N<1me) | | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are cont ined in this fit ng• | | | | | | | KPMG LLP | | (N<lrne - if lndiv,dual, state lut. first, and midd | name) | | | | 191 w Nationwide Blvd, Suite 500 Columbus | | | OH | 43215 | | | (Address) | (City) | | (Sl<lte) | (Zip Code) | | | 10/20/2003 | | | 185 | | | | | | | PCAOB | • smtion Numbet if<br>• b1e | | ac.c.ountant must be supported by a s.tatement off cts and <ircums.tances. relied oo as the basis oft exemption. See 17 CFR 240.17a-5(e)(l)(ii), if appticabl . P rsons who are to respond to the co ectlon of Inform■ on cont ■ n nth form ltfe not-•-to **WNII the fonn** d splays• anrentty val d OM control nu ber. {1}------------------------------------------------ #### OATH OR AFARMATION | I, Kathryn Evans | | | | st of my knowledg and b Ii f, the<br>swear (or affirm) tha<br>to the | | |-------------------------------------------------------------------------------------|--…Read the full text as markdown