Full text of ENVESTNET SECURITIES, INC.'s X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Doc:uSign Envelope ID. 224F4E47-8D03-4F99-9755-1B01A698A1D4 UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill | 0MB Number: 32JS.-OID | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Est)mated aveng,: burden | | | hours per response: 12 | | SEC FIi.£ NUM8£R 8-71093 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/DD/YY AND ENDING 12/31 /25 MM/00/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Envestnet Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINOPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1000 Chesterbrook Blvd., Suite 250 (No. and Street) Berwyn PA (Oty) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19312 (Zip Code) Kathryn Evans 617.692.9737 katie.evans@envestnetcom (Name) (Area Code - Telephone Number) (Email **Address)** B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing• KPMG LLP (Name - if indiV1dual, state last, first, and middle name) 191 w Nationwide Blvd, Suite 500 Columbus OH 43215 (Address) (City) (State) (Zip Code) 10/20/2003 185 (Date of R 'stratlon with PCAOB if a 'cable PCAOB R 'stntlon Number if a itab1e FOR OFFIOAL USE ONLY • Oaims for exemption from the requirement that the annual reports be covered **by the** rll\$)0rls of an independent public KC<M.mtant mu\$t be wppo,ted by a statement of facts and circumstances relied on iS the basii of the **uemptlon. See** 17 OR 240.17a-5(e)(l)(ii), if appliuble. Pel'IOns who **are** to respond to the ,ollectlon of lnfonnatlon contained In thb form.,. not ,equlncl to **retpOnCI unlesl the fwffl** displays **a** airrently vaUd 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Kathryn Evans | | | | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------|------------------------------------------------------------------------|----|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown