Full text of ENVESTNET SECURITIES, INC.'s X-17A-5/A filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-71093 | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------------|------------| | FILING FOR THE PERIOD BEGINNING 111/17/23 | | AND ENDING | 12/31/24 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Envestnet Securities, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | L Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1000 Chesterbrook Blvd, Suite 250 | | | | | | (No. and Street) | | | | Berwyn | PA | | 19312 | | (City) | (State) | | (Zip Code) | | ERSON TO CONTACT WITH REGARD TO THIS FILING | | |---------------------------------------------|--| | | | | Kathryn Evans | 611.692.9131 | katie evansi | | |---------------|--------------------------------|-----------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | ns@envestnet.com #### (Name) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## KPMG | 200 East Randolph Suite 5500 Chicago | | IL | 60601 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(il), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curren…Read the full text as markdown