FLAGSTAR SECURITIES, INC.

FLAGSTAR SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 104233). Regulatory assets under management: $784.3M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (33)

Showing 25 of 33 people.

NameRoleLocation
Philip Vincent PerryCEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL; OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL
Brian Joseph McglynnCOMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER
Douglas P GeraghtyCHIEF COMPLIANCE OFFICER, DIRECTOR
Seth William SternSENIOR DEPUTY GENERAL COUNSEL, DIRECTOR
Adam Brian FeitHEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR
Richard Alexander RaffettoPRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR
Mark Andrew PittseyHEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR
Shweta Prabhudas PawaniFINOP/CHIEF FINANCIAL OFFICER
William John Jr MaguireCEO, PRESIDENT, DIRECTOR
Jason Alan BirnbaumPRESIDENT OF PRIVATE BANK, DIRECTOR
Jonathan Henry RobertsFINOP/CHIEF FINANCIAL OFFICER, DIRECTOR
FRASIER MICHAEL JOHNCHIEF COMPLIANCE OFFICER
ROBERTS RALPH HENRYFINOP/CHIEF FINANCIAL OFFICER; FINOP/CHIEF FINANCIAL OFFICER, DIRECTOR
HOWELL ERIC RAYMONDCFO/TREASURER; DIRECTOR
DEPAOLO JOSEPH JOHNCHAIRMAN; DIRECTOR
SHAY SCOTT AARONCHAIRMAN; DIRECTOR
TAMBERLANE JOHNDIRECTOR
PERRY PHILIP VINCENTOSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL; SALES MANAGER, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL
TORREGIANO MICHAEL JAMESCHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING PRINCIPAL, AND EXECUTIVE REPRESENTATIVE
OKEEFFE IVOR PATRICKCOMPLIANCE REGISTERED OPTIONS PRINCIPAL, CHIEF OPERATIONS OFFICER
MAGUIRE WILLIAM JOHN JRCEO, PRESIDENT; CEO, PRESIDENT, DIRECTOR
O'KEEFFE IVOR PATRICKCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, DIRECTOR; CHIEF OPERATIONS OFFICER
MCGLYNN BRIAN JOSEPHCOMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER; COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND INTERIM CHIEF COMPLIANCE OFFICER
SHIPLEY-BURNS CATHERINE MARIECHIEF COMPLIANCE OFFICER
STERN MICHAEL WILLIAMSENIOR DEPUTY GENERAL COUNSEL, DIRECTOR

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