CARIS & COMPANY, INC.
CARIS & COMPANY, INC. of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 104235).
Registration
- CRD: 104235
- SEC file number: 801-63250
- Type: Registered investment adviser
- Location: 12526 HIGH BLUFF DRIVE, SUITE 290, SAN DIEGO, CA, 92130
- Phone: 858-704-0300
- Latest filing: 2004-08-30
- Clients: 1
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| WACHTEL SHANE RYAN | CHIEF COMPLIANCE OFFICER/FINOP | — |
| CARIS DARREN J | PRESIDENT; TRUSTEE | — |
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