FRANKLIN ADVISERS, INC. of SAN MATEO, CA is an SEC-registered investment adviser (CRD 104517). Regulatory assets under management: $509.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 73 people.
| Name | Role | Location |
|---|---|---|
| Thomas Clifton Merchant | CHIEF LEGAL OFFICER | — |
| Leeor Paul Avigdor | TREASURER | — |
| Bjorn Anthony Davis | CHIEF COMPLIANCE OFFICER | — |
| Thomas Alan Meyers | EXECUTIVE VICE PRESIDENT | — |
| Christian Kanan Correa | CHIEF INVESTMENT OFFICER | — |
| Sonal Desai | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| Adam Jay Petryk | EXECUTIVE VICE PRESIDENT | — |
| Rupert Harris Johnson | DIRECTOR | — |
| Michael James Hasenstab | EXECUTIVE VICE PRESIDENT | — |
| Edward Douglas Perks | PRESIDENT AND DIRECTOR | — |
| Michael Paul Mccarthy | EXECUTIVE VICE PRESIDENT AND PORTFOLIO MANAGER | — |
| Stephen Harold Dover | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| Roger Alan Bayston | EXECUTIVE VICE PRESIDENT | — |
| Lindsey Harumi Oshita | CHIEF FINANCIAL OFFICER | — |
| Jonathan Tourtellotte Curtis | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Wylie Allerton Tollette | EXECUTIVE VICE PRESIDENT | — |
| Michael C Foley | EXECUTIVE VICE PRESIDENT | — |
| WALSH ROBERT FRANCIS | SR. VICE PRESIDENT/RESEARCH ANALYST | — |
| FLANAGAN MARTIN LAWRENCE | EXEC. VICE PRESIDENT; PRESIDENT & DIRECTOR | — |
| JOHNSON BRENT EUGENE | DIRECTOR AND VICE PRESIDENT | — |
| FISHER THEODORE JOHN | EXECUTIVE VICE PRESIDENT | — |
| MERCHANT THOMAS CLIFTON | CHIEF LEGAL OFFICER | — |
| JOHNSON RUPERT HARRIS | DIRECTOR | — |
| JAMIESON EDWARD BURTON | DIRECTOR AND PRESIDENT; DIRECTOR, PRESIDENT AND CIO; EXEC. VICE PRESIDENT (+3 more) | — |
| POON MONICA WAIFONG | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-07-02 | regulatory | ON JULY 2, 2020, THE SEC ENTERED AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 9(F) OF THE INVESTMENT COMPANY ACT OF 1940 (THE "INVESTMENT COMPANY ACT") AND SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940 (THE "ADVISERS ACT"), MAKING FINDI… | Final | $250K |