JANUS HENDERSON INVESTORS US LLC

JANUS HENDERSON INVESTORS US LLC of DENVER, CO is an SEC-registered investment adviser (CRD 104652). Regulatory assets under management: $380.4B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.

Officers, owners & control persons (74)

Showing 25 of 74 people.

NameRoleLocation
Charles D DanielEXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAMBIRMINGHAM, AL
Charles D III DanielEXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAMAtlanta, GA
Charles DanielEXECUTIVE V.P. AND HEAD OF INSTITUTIONAL AND INTERNATIONAL; EXECUTIVE V.P. MANAGING DIRECTOR OF JANUS CAPITAL GROUP INSTITUTIONAL; SENIOR V.P. MANAGING DIRECTOR OF JIIAMRichmond, VA
Michelle Rose RosenbergPRESIDENT AND GENERAL COUNSEL
Kristin Brett MarianiCHIEF COMPLIANCE OFFICER
Michael Alan SchweitzerHEAD OF NORTH AMERICA AND ASIA PACIFIC CLIENT GROUP; HEAD OF NORTH AMERICA CLIENT GROUP
Berg Ashton CrawfordCHIEF ACCOUNTING OFFICER
SMITH JAMES RICHARDCHIEF INVESTMENT OFFICER, FIXED INCOME; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P.
MARIANI KRISTIN BRETTCHIEF COMPLIANCE OFFICER
STARR LOREN MICHAELDIRECTOR, V.P., CHIEF FINANCIAL OFFICER; INTERIM DIRECTOR, V.P., CHIEF FINANCIAL OFFICER; SENIOR V.P. AND CHIEF FINANCIAL OFFICER (+2 more)
KOEPFGEN BRUCE LEWISPRESIDENT
STOLPER MICHAELDIRECTOR
BLACK GARY DOUGLASCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; PRESIDENT, CHIEF INVESTMENT OFFICER
MARTIN JAMES ROBERTEXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER
KOWALSKI DAVID RICHARDCHIEF RISK OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR V.P. OF COMPLIANCE, CHIEF COMPLIANCE OFFICER (+2 more)
BEERY ROBINEXECUTIVE V.P. AND CHIEF MARKETING OFFICER; EXECUTIVE V.P. AND HEAD OF INTERMEDIARY, DISTRUBUTION, GLOBAL MARKETING AND PRODUCT; EXECUTIVE V.P. AND HEAD OF U.S. DISTRIBUTION (+1 more)
HOWES KELLEY DAWN ABBOTTDIRECTOR; EXECUTIVE V.P.; INTERIM DIRECTOR (+3 more)
MARTELLARO DOMINIC CARLEXECUTIVE V.P.
ZIMMERMAN JOHN WITHERSPOONEXECUTIVE V.P.
SMITH RICHARD GIBSONCHIEF INVESTMENT OFFICER, FIXED INCOME; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE VICE PRESIDENT; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P. (+1 more)
COLEMAN JONATHAN DANIELCO-CHIEF INVESTMENT OFFICER & EXECUTIVE VICE PRESIDENT; CO-CHIEF INVESTMENT OFFICER & EXECUTIVE V.P.; CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT
ISEMAN ANDREWSENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER
FROST GREGORY ALANEXECUTIVE V.P. AND CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; SENIOR V.P. AND CHIEF FINANCIAL OFFICER
CARPENTER DAVID RAYDIRECTOR; INTERIM DIRECTOR
CHANG ENRIQUECHIEF INVESTMENT OFFICER OF EQUITIES AND ASSET ALLOCATION; HEAD OF INVESTMENTS

Disclosures (17)

InitiatedTypeAllegationsStatusAmount
2023-04-06regulatoryJANUS HENDERSON GROUP PLC MADE A LATE DISCLOSURE FILING OF ITS AGGREGATE HOLDINGS (HELD ON BEHALF OF ITS CLIENTS) IN RENEWI PLC (AN ISSUER THAT IS LISTED IN THE NETHERLANDS) AFTER ITS SHAREHOLDING CROSSED THE 3% DISCLOSURE THRESHOLD.Final$1.9M
2022-09-09regulatoryTHE U.S. SECURITIES AND EXCHANGE COMMISSION ALLEGED THAT JANUS HENDERSON INVESTORS US LLC ("JHIUS") FAILED TO TIMELY DISTRIBUTE ANNUAL AUDITED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ("GAAP") TO CERTAIN INVESTORS IN A PRIVATE FUND THAT IT ADVISED, AN…Final$150K
2005-08-30regulatoryTHE AUDITOR OF THE STATE OF WEST VIRGINIA ("AUDITOR") FILED A SUMMARY ORDER TO CEASE AND DESIST AND NOTICE OF RIGHT TO HEARING AGAINST JANUS HENDERSON US (HOLDINGS) INC. (FKA JANUS CAPITAL GROUP, INC.) AND JANUS HENDERSON INVESTORS US LLC (FKA JANUS CAPITAL MANAGEMENT LLC) (TOGETHER, "JHI"), ALLEGIN…Final$100K

Private funds (16)

Hedge Fund: 7 · Liquidity Fund: 2 · Other Private Fund: 4 · Private Equity Fund: 3

Showing 15 of 16 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
JANUS HENDERSON BIOTECH INNOVATION MASTER FUND LTD.Hedge FundCayman Islands495$6.1B$1.0M
JANUS HENDERSON CASH LIQUIDITY FUND LLCLiquidity FundDelaware52$2.7B$1K
JANUS HENDERSON BIOTECH INNOVATION MASTER FUND II LTD.Hedge FundCayman Islands15$1.2B$50.0M
JANUS HENDERSON CORE PLUS FIXED INCOME FUND LLCOther Private FundDelaware5$1.0B$5.0M
JANUS HENDERSON CASTOR MASTER FUND LTD.Hedge FundCayman Islands7$655.6M$100K
JANUS HENDERSON MULTI-STRATEGY MASTER FUND LTD.Hedge FundCayman Islands25$566.0M$100K
JANUS HENDERSON CASH COLLATERAL FUND LLCLiquidity FundDelaware5$434.9M$1K
JANUS HENDERSON EUROPEAN BEST IDEAS FUND LLCOther Private FundDelaware164$319.1M$1.0M
JANUS HENDERSON INTERNATIONAL RESEARCH EQUITY PORTFOLIOOther Private FundNew Hampshire5$184.1M$5.0M
JANUS HENDERSON CAPELLA FUND LTD.Hedge FundCayman Islands17$106.9M$100K
JANUS HENDERSON INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIOOther Private FundNew Hampshire3$103.5M$5.0M
MEDTECH OPPORTUNITY FUND, L.PPrivate Equity FundDelaware12$92.9M$10.0M
AEROSPACE OPPORTUNITY FUND LPPrivate Equity FundDelaware42$31.9M$1.0M
JANUS HENDERSON DYNAMIC TREND MASTER FUND LTD.Hedge FundCayman Islands2$22.6M$1.0M
JANUS HENDERSON EQUITY LONG / SHORT MASTER FUND LIMITEDHedge FundCayman Islands1$10.9M$100K

Branch offices (6)

CityStateEmployeesPhone
NEW YORKNY15(800) 525 3713
CHICAGOIL8(800) 525-3713
NEW YORKNY6(212) 692-4000
NEWPORT BEACHCA3(800) 525-3713
BOSTONMA3(800) 525-3713
DARIENCT2(800) 525 3713

Fund service providers (12)

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