SAFFORD NICHOLAS H & CO INC

SAFFORD NICHOLAS H & CO INC of ROCKPORT, MA is an SEC-registered investment adviser (CRD 104740). Regulatory assets under management: $1.8B.

Registration

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: High net worth, Other.

Officers, owners & control persons (13)

NameRoleLocation
Nicholas Heath SaffordCHAIRMAN, ASSISTANT TREASURER & DIRECTOR
John East Apthorp SaffordPRESIDENT, CEO & DIRECTOR
Elizabeth Anne MalcolmsonCHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS
Norton Quincy SloanVICE PRESIDENT & DIRECTOR
William Parker DwyerDIRECTOR OF RESEARCH
Deborah Porter SaffordTREASURER & DIRECTOR
SAFFORD NICHOLAS HEATHCHAIRMAN; CHAIRMAN, ASSISTANT TREASURER & DIRECTOR; CHAIRMAN, TREASURER & DIRECTOR (+1 more)
SAFFORD JOHN EAST APTHORPPRESIDENT; PRESIDENT, CEO & DIRECTOR; VICE PRESIDENT & DIRECTOR
MALCOLMSON ELIZABETH ANNECHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS; OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER; OPERATIONS MANAGER & COMPLIANCE OFFICER
SLOAN NORTON QUINCYVICE PRESIDENT & DIRECTOR; VICE PRESIDENT & DIRECTOR OF RESEARCH; VICE PRESIDENT, DIRECTOR OF RESEARCH & DIRECTOR
RODRIGUES JUDITH MARIADIRECTOR OF CLIENT OPERATIONS
Dwyer William ParkerDIRECTOR OF RESEARCH
Safford Deborah PorterTREASURER & DIRECTOR

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