GABELLI FUNDS, LLC of RYE, NY is an SEC-registered investment adviser (CRD 104949). Regulatory assets under management: $24.6B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Mario Joseph Gabelli | CEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHAIRMAN AND MAJORITY SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER | — |
| David Marc Goldman | VICE PRESIDENT, CORPORATE DEVELOPMENT | — |
| Kieran Douglas Caterina | CHIEF ACCOUNTING OFFICER | — |
| Richard John Walz | CHIEF COMPLIANCE OFFICER | — |
| John Chester Ball | SENIOR VICE PRESIDENT, FUND ADMINISTRATION | — |
| GABELLI MARIO JOSEPH | CEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER; SHAREHOLDER OF COMMON STOCK | — |
| GOLDSTEIN PETER D | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| ANASTASIO MICHAEL ROCCO | CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER | — |
| ALPERT BRUCE N | EXECUTIVE VP AND COO; EXECUTIVE VP AND COO / CHIEF COMPLIANCE OFFICER | — |
| MCKEE JAMES ERNEST | SECRETARY | — |
| WALZ RICHARD JOHN | CHIEF COMPLIANCE OFFICER | — |
| CATERINA KIERAN DOUGLAS | CHIEF ACCOUNTING OFFICER; CO-CHIEF ACCOUNTING OFFICER | — |
| LAPOINTE DIANE MARIE | CO-CHIEF ACCOUNTING OFFICER | — |
| GOLDSTEIN PETER DODKIN | CHIEF COMPLIANCE OFFICER | — |
| MULLADY AGNES NORA | PRESIDENT & COO - CLOSED END FUND DIVISION AND VICE PRESIDENT OF GABELLI FUNDS, LLC; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE FUND DIVISION; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE OPEN-END FUND DIVISION | — |
| COUTSOUROS CONSTANTINE ANTHONY | CHIEF FINANCIAL OFFICER | — |
| GOLDMAN DAVID MARC | VICE PRESIDENT, CORPORATE DEVELOPMENT; VICE PRESIDENT, CORPORATE DEVELOPMENT AND GENERAL COUNSEL | — |
| ZUCCCARO ROBERT | CHIEF FINANCIAL OFFICER | — |
| BALL JOHN CHESTER | SENIOR VICE PRESIDENT, FUND ADMINISTRATION | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| GAMCO MERGER ARBITRAGE | Other Private Fund | Luxembourg | 178 | $548.3M | $1K |
| GABELLI MERCHANT PARTNERS PLC | Other Private Fund | United Kingdom | 20 | $75.4M | — |
| GAMCO CONVERTIBLE SECURITIES | Other Private Fund | Luxembourg | 15 | $5.4M | $1K |
| GAMCO ALL CAP VALUE | Other Private Fund | Luxembourg | 17 | $4.6M | $1K |
| City | State | Employees | Phone |
|---|---|---|---|
| CHICAGO | IL | 5 | 3127865000 |
| MORRISTOWN | NJ | 2 | 973-631-1177 |