GABELLI FUNDS, LLC

GABELLI FUNDS, LLC of RYE, NY is an SEC-registered investment adviser (CRD 104949). Regulatory assets under management: $24.6B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (19)

NameRoleLocation
Mario Joseph GabelliCEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHAIRMAN AND MAJORITY SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER
David Marc GoldmanVICE PRESIDENT, CORPORATE DEVELOPMENT
Kieran Douglas CaterinaCHIEF ACCOUNTING OFFICER
Richard John WalzCHIEF COMPLIANCE OFFICER
John Chester BallSENIOR VICE PRESIDENT, FUND ADMINISTRATION
GABELLI MARIO JOSEPHCEO, DIRECTOR AND SHAREHOLDER OF COMMON STOCK; CHIEF INVESTMENT OFFICER; SHAREHOLDER OF COMMON STOCK
GOLDSTEIN PETER DCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL
ANASTASIO MICHAEL ROCCOCHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER
ALPERT BRUCE NEXECUTIVE VP AND COO; EXECUTIVE VP AND COO / CHIEF COMPLIANCE OFFICER
MCKEE JAMES ERNESTSECRETARY
WALZ RICHARD JOHNCHIEF COMPLIANCE OFFICER
CATERINA KIERAN DOUGLASCHIEF ACCOUNTING OFFICER; CO-CHIEF ACCOUNTING OFFICER
LAPOINTE DIANE MARIECO-CHIEF ACCOUNTING OFFICER
GOLDSTEIN PETER DODKINCHIEF COMPLIANCE OFFICER
MULLADY AGNES NORAPRESIDENT & COO - CLOSED END FUND DIVISION AND VICE PRESIDENT OF GABELLI FUNDS, LLC; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE FUND DIVISION; VICE PRESIDENT OF GABELLI FUNDS, LLC AND PRESIDENT AND COO OF THE OPEN-END FUND DIVISION
COUTSOUROS CONSTANTINE ANTHONYCHIEF FINANCIAL OFFICER
GOLDMAN DAVID MARCVICE PRESIDENT, CORPORATE DEVELOPMENT; VICE PRESIDENT, CORPORATE DEVELOPMENT AND GENERAL COUNSEL
ZUCCCARO ROBERTCHIEF FINANCIAL OFFICER
BALL JOHN CHESTERSENIOR VICE PRESIDENT, FUND ADMINISTRATION

More on this firm