NORTHEAST INVESTMENT MANAGEMENT INC of BOSTON, MA is an SEC-registered investment adviser (CRD 105051). Regulatory assets under management: $3.3B.
Compensation: % of AUM, Fixed.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Richard George Manoogian | CCO, CFO & DIRECTOR | — |
| John Frank Francini | DIRECTOR | — |
| Nancy Marie Mulligan | PRESIDENT & DIRECTOR | — |
| Justin E Oates | DIRECTOR | — |
| John Robert Lawrie | DIRECTOR | — |
| OATES WILLIAM ARMSTRONG | PRESIDENT & DIRECTOR | — |
| MONRAD ERNEST EJNER | VICE PRESIDENT & DIRECTOR | — |
| MINTURN ROBERT BOWNE | VICE PRESIDENT & DIRECTOR | — |
| MONRAD BRUCE HAFFENNEFFER | VICE PRESIDENT & DIRECTOR | — |
| SEMPLE RICHARD J | VICE PRESIDENT; VICE PRESIDENT & C.C.O.; VP & CHIEF COMPLIANCE OFFICER | — |
| MOORE THOMAS BOUSHALL | DIRECTOR; VICE PRESIDENT | — |
| RICE NEIL WOODBURY | VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| OATES KEITH E | DIRECTOR | — |
| MULLIGAN NANCY MARIE | DIRECTOR; PRESIDENT & DIRECTOR | — |
| FRANCINI JOHN FRANK | DIRECTOR | — |
| MANOOGIAN RICHARD GEORGE | CCO, CFO & DIRECTOR; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| RICE NEIL BROWN | VICE PRESIDENT | — |
| LAWRIE JOHN ROBERT | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | criminal | — | — | — |