| THOMAS JAMES HENRY | DIRECTOR | — |
| BROWN KEVIN THOMAS | CAO, DIRECTOR, CLO; CEO, DIRECTOR, CLO; GENERAL COUNSEL, CCO, SVP (+4 more) | — |
| BRENNAN DAVID J | CHAIRMAN | — |
| CECERE ROBERT MICHAEL | CHIEF FINANCIAL OFFICER; DIRECTOR, COO; MANAGER, COO | — |
| DOUGLAS BARCLAY LEOPOLD | DIR./SVP/HD OF SALES | — |
| MILLER CHRISTOPHER HAYES | DIRECTOR; SVP, HEAD OF GLOBAL EQUITY | — |
| SOLOMON VIRGINIA BASKETT | SVP, HEAD OF MARKETING; SVP, HEAD OF MARKETING & CLIENT SERVICE | — |
| THELEN TRACI AUDRA | VP, ASSISTANT GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; VP, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| RAHMAN GHULAM SAMDANI | SVP, HEAD OF U.S. EQUITY | — |
| GALLAGHER DAVID | SVP, HEAD OF SALES | — |
| GYRA PAUL DAMIEN | CEO/COO/DIRECTOR | — |
| WEBER MARK DONALD | SR. VICE PRESIDENT, DIRECTOR | — |
| BARRY DANIEL PATRICK | CCO (ACTING), VICE PRESIDENT, ASST. GENERAL COUNSEL; VICE PRESIDENT, ASST. GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | — |