RUSSELL INVESTMENT MANAGEMENT, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 105734). Regulatory assets under management: $68.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 58 people.
| Name | Role | Location |
|---|---|---|
| Katherine Anne El-Hillow | DIRECTOR; PRESIDENT; CHIEF INVESTMENT OFFICER | — |
| Howard Brian Surloff | DIRECTOR | — |
| Amy Elizabeth Curran | CHIEF COMPLIANCE OFFICER | — |
| Scott Spencer Bowen | CHIEF FINANCIAL OFFICER | — |
| Mark David Paltrowitz | CHIEF RISK OFFICER | — |
| Vernon Richard Barback | DIRECTOR | — |
| Peter Mortensen | CHIEF RISK OFFICER | — |
| SWANSON MARC EDWARD | DIRECTOR | — |
| SMIRL RICHARD WILLIAM | DIRECTOR | — |
| STRONG HAROLD FREDERICK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, TREASURER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| PHILLIPS MICHAEL JOHN | CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD, FRANK RUSSELL COMPANY | — |
| UELAND P CRAIG | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER OF FRANK RUSSELL COMPANY; PRESIDENT, CHIEF EXECUTIVE OFFICER OF FRANK RUSSELL COMPANY (+1 more) | — |
| EGE KARL JOHN | GENERAL COUNSEL, SECRETARY | — |
| GRISWOLD JOHN DAVID | ASSISTANT SECRETARY; ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL, DIRECTOR - GLOBAL REGULATORY POLICY; ASSISTANT SECRETARY, DIRECTOR - GLOBAL REGULATORY POLICY | — |
| HANLY THOMAS FRANK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, TREASURER; DIRECTOR (+2 more) | — |
| WALKEY DEEDRA S | ASSISTANT SECRETARY AND CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER; U.S. GENERAL COUNSEL AND ASSISTANT SECRETARY | — |
| MOSS MATTHEW CHARLES | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| ROHRBACHER BRUCE JAMES | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE & INTERNAL AUDIT, CHIEF COMPLIANCE OFFICER | — |
| GAERTTNER KRISTIN LOUISE | CHIEF COMPLIANCE OFFICER | — |
| RYAN FRANCIS SEAN | CHIEF FINANCIAL OFFICER | — |
| BRENNAN PATRICK | PRESIDENT, CEO, DIRECTOR; PRESIDENT, DIRECTOR | — |
| CURRAN AMY E | US ADVISER CHIEF COMPLIANCE OFFICER | — |
| STARK GREG J | CHAIRMAN OF BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER; CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CO-MANAGING DIRECTOR, AMERICAS (+2 more) | — |
| LYONS GREGORY JOHN | DIRECTOR AND SECRETARY; DIRECTOR, ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL; DIRECTOR, SECRETARY AND ASSOCIATE GENERAL COUNSEL (+2 more) | — |
| WICHERS CHERYL BETH | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-05-12 | regulatory | VIOLATION OF THE SHORT SALE RESTRICTION PROVISIONS IN THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT. | Final | $13K |