NEW ENGLAND ASSET MANAGEMENT, INC. of FARMINGTON, CT is an SEC-registered investment adviser (CRD 105900). Regulatory assets under management: $111.7B.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Corporations, Investment cos.
| Name | Role | Location |
|---|---|---|
| Laurence Cabot Stein | SECRETARY, LEGAL COUNSEL / DIRECTOR | — |
| William Eugene Rotatori | CEO / CHAIRMAN | — |
| William David Wilcox | CHIEF COMPLIANCE OFFICER | — |
| Jennifer O Quisenberry | CHIEF INVESTMENT OFFICER | — |
| MURPHY NOEL EDWARD | SECRETARY | — |
| LYNCH RYAN THOMAS | CEO &(08/1984-05/2014) CHAIRMAN; CEO &(08/1984-05/2014) CHAIRMAN (08/1984); CEO &(08/1984-05/2014) CHAIRMAN (08/1984-12/2014) NON-EXECUTIVE CHAIRMAN (01/2015) (+3 more) | — |
| SHANE DANIEL CHRISTOPHER | VICE PRESIDENT/DIRECTOR | — |
| MORAIS KAREN JOY | CHEIF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (10/04)/ASSISTANT SECRETARY (09/10) (+2 more) | — |
| BELLO CHRISTOPHER ROBERT | ASSISTANT SECRETARY; SECRETARY | — |
| OPRIA RYAN MICHAEL | SECRETARY | — |
| GILBERT JOHN ROSS | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER (07/01)/ DIRECTOR (04/09) | — |
| SHANE DANIEL | VICE PRESIDENT/DIRECTOR | — |
| OPRIA RYAN M | ASSISTANT SECRETARY | — |
| WILCOX WILLIAM DAVID | CHIEF COMPLIANCE OFFICER | — |
| STEIN LAURENCE CABOT | SECRETARY; SECRETARY (09/07)/DIRECTOR (04/08); SECRETARY, LEGAL COUNSEL (09/2007)/DIRECTOR (04/2008) (+2 more) | — |
| ROTATORI WILLIAM EUGENE | CEO / CHAIRMAN; PRESIDENT; PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014) (+1 more) | — |
| MONRAD ELIZABETH ABB | TREASURER | — |
| MCCARTY RICHARD GERARD | ASSISTANT SECRETARY | — |
| BHASKER RAJASHREE | TREASURER/SECOND VP | — |
| HOWSON-RADTKE JENNIFER FARNHAM | FINANCE DEPT. MANAGER; FINANCIAL DEPT. MANAGER (7/2002) FINANCIAL REPORTING MANAGER (8/2013) | — |
| CLARK CALVIN | PRESIDENT / DIRECTOR; PRESIDENT, DIRECTOR (05/2014); PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014) (+1 more) | — |
| DELUCIA VINCENT J | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER (6/2015) | — |
| QUISENBERRY JENNIFER O | CHIEF INVESTMENT OFFICER | — |