SMITH BARNEY FUND MANAGEMENT LLC

SMITH BARNEY FUND MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 106323). Regulatory assets under management: $75.0M.

Registration

Officers, owners & control persons (23)

NameRoleLocation
Cohen DavidCHIEF INVESTMENT OFFICER
SCHEVE TIMOTHY CHARLESDIRECTOR
FETTING MARK RAYMONDDIRECTOR
BAIN PETER LANNINGDIRECTOR
MANNING BARBARA BROOKECHIEF COMPLIANCE OFFICER
HILLER JEFFREYCHIEF COMPLIANCE OFFICER
GERKEN ROBERT JAYCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND CHIEF EXECUTIVE OFFICER
SHEPLER ROBERT BLAIRDIRECTOR; SENIOR VICE PRESIDENT
MANDIA THOMAS CHRISTOPHERGENERAL COUNSEL AND SECRETARY; SECRETARY
MURPHY TERRENCECHIEF FINANCIAL OFFICER
ARNOLD WILLIAM ALFREDCHIEF FINANCIAL OFFICER
KELLY JEANNE MARIEDIRECTOR
WALLACE ROBERT PETERDIRECTOR
DAY MICHAEL JOSEPHTREASURER
BEAGLEY ANDREW THOMASCHIEF COMPLIANCE OFFICER
WALLACE ROBERT PDIRECTOR
DALEY CHARLES JAMESDIRECTOR
CUMMING VIRGIL HOWARDCHIEF INVESTMENT OFFICER
MCLENDON HEATH BRIANCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER
SAKS ARTHUR GEORGEDIRECTOR
DAIDONE LEWIS EUGENEDIRECTOR AND SENIOR VICE PRESIDENT
SYDOR CHRISTINA THEODOZIAGENERAL COUNSEL AND SECRETARY
CUMMING VIRGIL HCHIEF INVESTMENT OFFICER

More on this firm