HEAD AND ASSOCIATES, INC

HEAD AND ASSOCIATES, INC of PORTLAND, ME is an SEC-registered investment adviser (CRD 106359). Regulatory assets under management: $499.1M.

Registration

• CRD: 106359
• SEC file number: 801-34904
• Type: Registered investment adviser
• Location: 121 MIDDLE STREET, PORTLAND, ME, 04101
• Phone: 207-773-5333
• Latest filing: 2006-03-29
• Regulatory AUM: $499.1M
• Discretionary AUM: $480.6M
• Non-discretionary AUM: $18.5M
• Clients: 6
• Accounts: 430

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 106359 on SEC IAPD (source of record)
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