CHARLES SCHWAB INVESTMENT MANAGEMENT, INC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 106753). Regulatory assets under management: $1.7T. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 40 people.
| Name | Role | Location |
|---|---|---|
| Mark Hunter | CHIEF COMPLIANCE OFFICER | Encinitas, CA |
| Omar Aguilar Chavez | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Richard A Wurster | DIRECTOR | — |
| William Patrick Mcmahon | CHIEF INVESTMENT OFFICER | — |
| Catherine Margaret Macgregor | CHIEF LEGAL OFFICER | — |
| Jessica Ann Seidlitz | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| Patrick S Cassidy | CHIEF INVESTMENT OFFICER | — |
| Michael Daniel Verdeschi | DIRECTOR | — |
| MCMAHON WILLIAM PATRICK | CHIEF INVESTMENT OFFICER; SVP AND CHIEF INVESTMENT OFFICER | — |
| SCHWAB CHARLES ROBERT | CHAIRMAN AND DIRECTOR | — |
| HAVLIK BARI MANZARI | SVP & CHIEF COMPLIANCE OFFICER | — |
| CHAFKIN JEREMIAH HARRISON | PRESIDENT AND COO | — |
| DILSAVER EVELYN SANCIANGCO | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| PEREIRA GEORGE MANUEL | SVP AND CHIEF FINANCIAL OFFICER; SVP, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| FELTON KOJI EDWIN | SVP AND CHIEF COUNSEL; VP AND CHIEF COUNSEL | — |
| FILLMORE RANDALL SCOTT | SVP AND CHIEF COMPLIANCE OFFICER; VP AND CHIEF COMPLIANCE OFFICER | — |
| MERK RANDALL WAYNE | DIRECTOR; DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| WARD STEPHEN BEECHER | DIRECTOR, SVP & CHIEF INVESTMENT OFFICER | — |
| CLINTON MICHAEL RAY | VP AND ACTING CFO | — |
| HOGAN MICHAEL FREDERICK | CHIEF COMPLIANCE OFFICER; SVP AND CHIEF COMPLIANCE OFFICER; VP AND CHIEF COMPLIANCE OFFICER | — |
| CHANDOHA MARIE ANASTASIA | DIRECTOR AND CHIEF EXECUTIVE OFFICER; DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| LEKICH DAVID JOHN | SENIOR VICE PRESIDENT AND CHIEF COUNSEL; VICE PRESIDENT AND ACTING CHIEF COUNSEL | — |
| AGUILAR CHAVEZ OMAR | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER (+3 more) | — |
| WANDER BRETT HARLAN | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER - FIXED INCOME; SVP AND CHIEF INVESTMENT OFFICER | — |
| COGHLAN JOHN PHILIP | CEO AND DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-05-26 | regulatory | NOTIFICATION THAT CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.'S ("CSIM") HOLDINGS EXCEEDED 5% OF THE SHARE CAPITAL OF THE NORWEGIAN TRADED COMPANY SEADRILL LIMITED (SDRL) WAS SUBMITTED LATE. NOTIFICATION THAT CSIM'S HOLDINGS WENT BELOW 5% OF THE SHARE CAPITAL OF THE NORWEGIAN TRADED COMPANY SEADRILL… | Final | — |