NEEDHAM INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 106783). Regulatory assets under management: $1.8B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| George Austin Needham | PRESIDENT AND CEO; SHAREHOLDER | — |
| James Michael Abbruzzese | CHIEF COMPLIANCE OFFICER | — |
| Christopher John Retzler | EVP - PORTFOLIO MANAGER | — |
| John Oliver Barr | EVP - PORTFOLIO MANAGER | — |
| James William Giangrasso | CHIEF FINANCIAL OFFICER | — |
| NEEDHAM GEORGE AUSTIN | CHAIRMAN; CHAIRMAN AND PRESIDENT; CHAIRMAN, CHIEF EXECUTIVE OFFICER (+2 more) | — |
| KLOPPENBURG JAMES KING | EXECUTIVE V.P. | — |
| ALBANESE GLEN WILLIAM | CHIEF FINANCIAL OFFICER | — |
| ABBRUZZESE JAMES MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| LIROLA BERNARD HENRI | EXECUTIVE VP | — |
| MICHAELSON JOHN CHARLES | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| GALLAGHER VINCENT EDWARD | EXECUTIVE V.P. | — |
| TRAPP PETER JARRRUDOLPH | EXECUTIVE V.P. | — |
| RETZLER CHRISTOPHER JOHN | EXECUTIVE VP; MANAGING DIRECTOR; MD/EVP - PORTFOLIO MANAGER | — |
| BARR JOHN OLIVER | MD/EVP - PORTFOLIO MANAGER | — |
| GIANGRASSO JAMES WILLIAM | MANAGING DIRECTOR - CFO, SECRETARY, TREASURER; PRINCIPAL - CFO, SECRETARY, TREASURER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |