EMPOWER CAPITAL MANAGEMENT, LLC

EMPOWER CAPITAL MANAGEMENT, LLC of GREENWOOD VILLAGE, CO is an SEC-registered investment adviser (CRD 107272). Regulatory assets under management: $78.0B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Pooled vehicles, Charities, Investment cos, Other.

Officers, owners & control persons (83)

Showing 25 of 83 people.

NameRoleLocation
Palak PatelSECRETARYCharlotte, NC
NELSON PATRICKMANAGERALISO VIEJO, CA
Richard Henry LintonMANAGERWindsor, CT
Gregory James FlemingTRUSTEERedwood City, CA
Paul Guy DesmaraisTRUSTEE
Sophie Caroline DesmaraisTRUSTEE, NON-VOTING
Gary Albert DoerTRUSTEE
Andre Roger DesmaraisTRUSTEE
David George McleodMANAGER
Alyssa Taylor GalbaughASSISTANT SECRETARY
Kelly Blanchard NewFINANCIAL OFFICER & TREASURER
Ryan Lynn LogsdonVICE PRESIDENT & COUNSEL
John Andrew ClouthierASSISTANT TREASURER
Jonathan David KreiderPRESIDENT AND CEO
Jack Edward BrownCHIEF INVESTMENT OFFICER
Andrew N CorwinPORTFOLIO MANAGER
Maria Lynn MendelsbergPORTFOLIO MANAGER
Darrin Robert CloughPORTFOLIO MANAGER
Anthony Joseph ArneseASSISTANT PORTFOLIO MANAGER
Robyn Rastetter RichardsASSISTANT PORTFOLIO MANAGER
Abhijit DandeDERIVATIVES RISK MANAGER
Tad AndersonASSISTANT PORTFOLIO MANAGER
Olga ZhivnitskayaCOUNSEL
Lazaro GuzmanVICE PRESIDENT
Mary Carol MaiersMANAGER

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2019-10-14regulatoryTHE STATE OF WASHINGTON OFFICE OF THE INSURANCE COMMISSIONER ("WA OIC") INITIATED A 2019 MARKET CONDUCT CONTINUUM RELATED TO GROUP ACCIDENT AND HEALTH POLICY FILINGS IN WASHINGTON. THE WA OIC ALLEGED DEFICIENCIES RELATED TO GROUP ACCIDENT AND HEALTH POLICY FILINGS IN WASHINGTON, COMPANY FINANCIAL RA…Final$5K

Private funds (9)

FundTypeFormedOwnersGross asset valueMin investment
COLI-VUL MANAGED FUND VI (PIMCO)Other Private FundColorado7$629.2M
COLI-VUL 5 SERIES ACCOUNT (US BANCORP)Other Private FundColorado1$546.1M
COLI-VUL 8 SERIES ACCOUNT (AMERICAN EXPRESS II)Other Private FundColorado1$264.6M
COLI-VUL MANAGED FUND IV (ECM)Other Private FundColorado15$216.0M
COLI-VUL 3 SERIES ACCOUNT (HUNTINGTON)Other Private FundColorado1$191.3M
COLI-VUL MANAGED FUND II (WAMCO)Other Private FundColorado1$146.3M
COLI-VUL 10: INVESTMENT DIVISION 3 (BANK UNITED)Other Private FundColorado1$120.7M
COLI-VUL 10: INVESTMENT DIVISION 2 (WELLS)Other Private FundColorado1$56.7M
COLI-VUL 11 SERIES ACCOUNT (PIMCO)Other Private FundColorado1$2.6M

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