NAVELLIER & ASSOCIATES INC of RENO, NV is an SEC-registered investment adviser (CRD 107568). Regulatory assets under management: $1.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Price James | CHIEF FINANCIAL OFFICER | Largo, FL |
| Louis Gene Navellier | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| BASSO KEITH MICHAEL | VICE PRESIDENT | — |
| NAVELLIER LOUIS GENE | CEO; CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER (+2 more) | — |
| KUYPER ARJEN PHILIP | CHIEF COMPLIANCE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; PRESIDENT & CHIEF OPERATING OFFICER | — |
| OLEARY JAMES HENRY | VICE PRESIDENT | — |
| BOYD PAULA MARIE | VICE PRESIDENT | — |
| KNAPP PETER ROBERT | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF FINANCIAL OFFICER; GENERAL COUNSEL AND PORTFOLIO MANAGER (+2 more) | — |
| MCCARTY STEPHEN DUKES | VICE PRESIDENT | — |
| RANFT JOHN LEROY | VP OF SALES AND MARKETING | — |
| ALPERS ALAN KEITH | VICE PRESIDENT | — |
| SCHROBILGEN CHRISTOPHER MICHAEL | VICE PRESIDENT | — |
| O'LEARY JAMES HENRY | VICE PRESIDENT | — |
| MACHEN DAVID VANCE | CHIEF FINANCIAL OFFICER | — |
| ALEXANDER TANYA MAE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-06-12 | regulatory | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | Pending | — |
| 2017-08-31 | civil | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | Final | $2.5M |
| 2017-08-31 | civil | ON AUGUST 31, 2017, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") FILED A LAWSUIT IN THE U.S. DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS ALLEGING THAT NAVELLIER & ASSOCIATES, INC. ("NAI") AND LOUIS NAVELLIER ("LN") EACH ALLEGEDLY VIOLATED SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT… | On Appeal | $2.5M |