PT ASSET MANAGEMENT, LLC

PT ASSET MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 107619). Regulatory assets under management: $11.3B.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (64)

Showing 25 of 64 people.

NameRoleLocation
Philip Mark NussbaumBOARD MEMBERCHICAGO, IL
Richard Scott BergSHAREHOLDERCHICAGO, IL
George M PlaissSENIOR PORTFOLIO MANAGER
Anthony James HarrisSENIOR PORTFOLIO MANAGER
Sean Michael-Thomas DranfieldCHIEF EXECUTIVE OFFICER
Eric Paul BrownBOARD MEMBER
Bradley Dale BongaSHAREHOLDER
Steven Spiro HayesCHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
Anne Marie DuffyCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL
Ryan A MasseyBOARD MEMBER
Craig Stephen JohnsonBOARD MEMBER
ROTHSCHILD DOUG ROBERTPRESIDENT
BROWN DAVID PAULBOARD MEMBER; CLASS C MEMBER
COOK ANDREW BERNARDCHIEF INVESTMENT OFFICER
LORENTSEN JAMES VARLANDCHIEF FINANCIAL OFFICER & TREASURER; CHIEF FINANCIAL OFFICER/TREASURER; CLASS C MEMBER
BERG RICHARD SCOTTBOARD MEMBER; CEO; CEO/PRESIDENT/SECRETARY (+6 more)
NUSSBAUM PHILIP MARKBOARD MEMBER; CHAIRPERSON; CHAIRPERSON/CHIEF OPERATING OFFICER (+9 more)
WILDING DAVID FLOYDBOARD MEMBER; CHIEF COMPLIANCE OFFICER; CLASS C MEMBER (+3 more)
MATSON JAMES HOWARDCLASS B MEMBER; PRESIDENT/COO; PRESIDENT/COO OF PT FINANCIAL
HOWLAND DAVID ROBERTSBOARD MEMBER; CLASS B MEMBER; MANAGING DIRECTOR
FRITZ KURT ALLENCLASS B MEMBER
JOHNSON CRAIG STEPHENCLASS B MEMBER
CARNEY CHRISTOPHER JOSEPHCLASS B MEMBER
ELDER JASON ALANBOARD MEMBER; CLASS B MEMBER; MANAGING DIRECTOR
GILBERT WILLIAMCLASS C MEMBER

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