SMITH AFFILIATED CAPITAL CORP.

SMITH AFFILIATED CAPITAL CORP. of NEW YORK, NY is an SEC-registered investment adviser (CRD 107675). Regulatory assets under management: $1.7B.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Matthew J SmithCO-PRESIDENT \ SHAREHOLDERPleasanton, CA
Robert G SmithCHAIRMAN EMERITUS\ CHIEF ECONOMIST
Paul MatusVICE PRESIDENT - PORTFOLIO MANAGER
Jiang PengCO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER
Erwin Defensor TonogbanuaVICE PRESIDENT \ PORTFOLIO MANAGER
Maria SmithCHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER; MEMBER
Christina Rosemary CosterCHIEF OPERATING OFFICER
SMITH SHERMAN EDIRECTOR; DIRECTOR, OWNER
SMITH WILLIAM KEVINCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
SMITH ROBERT GCHAIRMAN; CHAIRMAN EMERITUS\ CHIEF ECONOMIST; CHAIRMAN, OWNER (+2 more)
WALSH EDWARD JDIRECTOR, SECRETARY
MCCARTHY JOHN MICHAELDIRECTOR
HILL DERRYDIRECTOR
NOYES SCOTT PATTERSONEXECUTIVE VICE PRESIDENT
SMITH THOMAS JCO-PRESIDENT \ SHAREHOLDER; MEMBER; OWNER (+5 more)
SMITH MARIACHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER; CHIEF OPERATING OFFICER (+6 more)
HUBBARD CHARLESPRESIDENT, CEO
SMITH JOHN KCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER - MANAGEMENT SERVICES; OWNER
JENNEY JOHN AVICE PRESIDENT - PORTFOLIO MANAGER; VICE PRESIDENT - TAXABLE INVESTMENTS
MATUS PAULVICE PRESIDENT - PORTFOLIO MANAGER; VICE PRESIDENT - TAX-EXEMPT INVESTMENTS
BRESLIN MARIAEXECUTIVE VICE PRESIDENT; MANAGING DIRECTOR - RISK SERVICES
PENG JIANGCHIEF INVESTMENT OFFICER \ EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER \ EX.VICE PRESIDENT\SHAREHOLDER; CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER (+5 more)
TONOGBANUA ERWIN DEFENSORVICE PRESIDENT / PORTFOLIO MANAGER; VICE PRESIDENT \ PORTFOLIO MANAGER
MILLER JERRY ALLANVICE PRESIDENT TAXABLE INVESTMENTS
LYONS JOSEPH CONORPORTFOLIO MANAGER

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